Possible registration restrictions applicable to a beneficial owner
| Code | Description |
|---|---|
| 1 | Default |
| 2 | Assets unavailable |
| 3 | CVM ruling, suspension of intermediation activity |
| 4 | CVM code cancelled/blocked |
| 5 | Legal action |
| 6 | Court-ordered block |
| 7 | Spouse without CPF |
| 8 | Joint account and/or cancelled document |
| 9 | Under liquidation |
| 10 | Bankruptcy |
| 11 | Merger |
| 12 | Limit exceeded |
| 13 | Deceased |
| 14 | Legal incapacity |
| 15 | CPF or CNPJ irregular with the Brazilian Federal Revenue Service (RFB) |
| 16 | Restriction determined by the participant |
| Version | Date | Criticality | What changed |
|---|---|---|---|
| 1.1 | 10/05/2026 | Informative | Terminology: Brazilian Federal Revenue Service (RFB) |
| 1.0 | 10/05/2026 | Relevant | Initial version |